Epstein File EFTA00167111: Holder, Client and Professional (DS9)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA00167111: Holder, Client and Professional (DS9)

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This document is a compliance approval form dated July 20-27, 2017, establishing client-facing professional (CFP) relationships and due diligence standards. The form identifies Stewart Oldfield as the client-facing professional, Andrew F. Gallivan as office director/business head, and includes AML compliance approvals from Kshitij Golani and Yoonsun Chung. The document outlines requirements for relationship managers, wealth advisors, and client managers to maintain high standards in business relationships.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

client professional offshore money laundering threatening Deutsche Bank booking

📋 Key Excerpts10

PersonKeyword

Excerpt 1

To do so, **Client** Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

Excerpt 2

Due diligence obtained on the **client** must be appropriately documented by the CFP.

Excerpt 3

) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, **Client** Managers, etc.