Epstein Index›Documents›EFTA00284812
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA00284812: Client, Asset and Arrangement (DS9)

Financial RecordDate unavailableEFTA002848121 keyword hits
0
views
0
shares
0
reactions
0
persons
3
keywords
9
excerpts

This document outlines investment advisory services provided by WAM, including proxy voting authority for client securities, tailored services, client-imposed restrictions, wrap fee programs, and amounts under management. The document addresses compensation to non-advisory personnel for client referrals and investment discretion procedures.

👤 Named in This Document
No named persons linked yet
🔑 Evidence Keywords
clientassetarrangement

📋 Key Excerpts9

PersonKeyword
Excerpt 1
**client** referrals.
Excerpt 2
Item 17: Voting **Client** Securities (Proxy Voting) WAM will accept voting authority for **client** securities in certain cases.
Excerpt 3
securities that is in the best interest of the **client**.

📄 Original Document

📄

Read the full document (3,504 words)

Opens original DOJ file on justice.gov

View on Justice.gov ↗
Source: U.S. Department of Justice

🔗 Related Documents

💨Financial Record2 views

EFTA01404001

☢️EFTA0014857816 views

Epstein File EFTA00148578: Obama, Harris and Berman (DS9)

🌋EFTA016553402 views

Epstein File EFTA01655340: Charles, Obama and Brennan (DS10)

💥EFTA000652410 views

Epstein File EFTA00065241: Warren, Obama and Austin (DS9)

Discussion

Let the world know how you feel.

What you just read should make you angry. Channel that into 17 syllables. Our AI helps you craft a haiku in seconds — then share it with the world.

Power hides in dark But sunlight finds every crack Truth cannot be bought

— Sarah K., after reading this document
✍️ Write Your Haiku

Haikus for Humanity — 5 · 7 · 5

React
Share𝕏🦋FBinFund Accountability