Epstein File EFTA00855271: Harris, Paul Weiss and Beneficial Owner (DS9)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA00855271: Harris, Paul Weiss and Beneficial Owner (DS9)

CorrespondenceDate unavailableEFTA008552712 keyword hits

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This document is an email dated June 3, 2015, between Jeffrey, Brad Wechsler, and Paul Weiss regarding AP Investco investment arrangements. Paul Weiss advises on structuring to ensure Leon is not viewed as the beneficial owner of securities traded by Investco, and addresses concerns that Brad may be deemed an investment advisor requiring registration if managing Leon's funds for compensation. The correspondence discusses proposed modifications to the power of attorney arrangement to address regulatory compliance issues.

👤 Named in This Document

Kamala Harris

🔑 Evidence Keywords

Paul Weiss beneficial owner arrangement controlled structuring

📋 Key Excerpts8

PersonKeyword

Excerpt 1

, Brad Wechsler Subject: RE: Re AP Investco Date: Wed, 03 Jun 2015 14:20:06 +0000 Jeffrey, Brad, **Paul**, **Weiss** has advised that Brad

Excerpt 2

This is to ensure that Leon is not viewed as the **beneficial** **owner** of the securities being traded by Investco.

Excerpt 3

Weiss has advised that Brad may be deemed to be an investment advisor, requiring registration, if he manages Leon's funds for compensation, unless the **arrangement**