Epstein File EFTA01113689: Holder, Warrant and Involuntary (DS9)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01113689: Holder, Warrant and Involuntary (DS9)

Financial RecordDate unavailableEFTA011136891 keyword hits

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This document is a promissory note or securities agreement containing provisions regarding stock options, warrants, involuntary bankruptcy petitions, and holder rights. The document specifies that securities cannot be issued to employees, managers, officers, or consultants except in compliance with Rule 144 or with an effective registration statement, and outlines the company's obligations to the note holder. Interest and principal payments are designated to be made solely to the registered holder.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

warrant involuntary

📋 Key Excerpts5

PersonKeyword

Excerpt 1

or sold by the Company to any employee, manager, officer or consultant in that capacity, or (B) issued on the conversion or exercise of any option or **warrant**

Excerpt 2

(d) An **involuntary** petition is filed against the Company (unless the petition is dismissed or discharged within 60 days) under any bankruptcy statute now

Excerpt 3

BE EFFECTED EXCEPT IN COMPLIANCE WITH RULE 144 UNDER SAID ACT OR AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL FOR THE **HOLDER**