Epstein File EFTA01126601: Harris, Warrant and Arrangement (DS9)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01126601: Harris, Warrant and Arrangement (DS9)

General DocumentDate unavailableEFTA011266011 keyword hits

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This document dated January 10, 2012 discusses trust arrangement factors and investment advisor guidance, with participants including Miles Padgett, Leor Landa, Jeffrey Schwartz, and John Duncan from law firms Kozusko Harris Duncan and Davis Polk & Wardwell LLP. It addresses trustee investment advisor status, flexible common ancestor selection, and involuntary transfer grace periods.

👤 Named in This Document

Kamala Harris

🔑 Evidence Keywords

warrant arrangement involuntary

📋 Key Excerpts5

PersonKeyword

Excerpt 1

liability May import favorable state trust, trust company and tax environments No SEC-dictated "risk management" Issues Critical mass: sufficient assts to **warrant**

Excerpt 2

Based on guidance, the factors that could be relevant to determining whether a trustee is an investment advisor may include the following: Whether the **arrangement**

Excerpt 3

Miscellaneous Common Ancestor Selection is highly flexible and can change **Involuntary** Transfers Grace period of one year from change of title Applies for