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Epstein File EFTA01192387: Deutsche Bank (DS9)

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Deutsche Bank AG London Branch document dated June 12, 2014, regarding a currency option transaction (Reference 806424249-1) for Private Client Services PWM Alex Brown AC Southern Financial LLC, with FX Options Operations in Baltimore. The document includes regulatory information indicating Deutsche Bank AG is authorized under German Banking Law by BaFin.

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**Deutsche** **Bank** AG, London Branch 12 June, 2014 Currency Option Transaction Our ref: 806424249-1 Reporting jurisdiction(s): ESMA Our UTI: 10302106780112000000000000000000806424249P
Excerpt 2
Your UTI: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC **Deutsche** **Bank** AG, London Branch 1 SOUTH STREET FX Options Operations BALTIMORE
Excerpt 3
**Bank** AG aut **Deutsche** **Bank** AG is authorised under German Banking Law (competent authority: BaFin - Federal Financial Supervising Authority) and regulated

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