Epstein File EFTA01257657: Holder, Nominee and Envelope (DS9)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01257657: Holder, Nominee and Envelope (DS9)

Financial RecordDate unavailableEFTA012576572 keyword hits

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This document outlines investment account holder arrangements involving nominee designations for mutual fund shares, insurance products, and annuities held at an investment firm located at 1200 Harbor Boulevard. The document specifies procedures for account management, including clearing arrangements and disclosure that mutual funds are not FDIC-insured. It addresses how securities and assets may be held in nominee names or in the account holder's name.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

nominee envelope arrangement

📋 Key Excerpts4

PersonKeyword

Excerpt 1

speculative due to the nature particular mutual fund family's shares held at the Investment, insurance, and annuity products: issue held in our name or in **nominee**

Excerpt 2

Other records, except more than 10 business days to do this, we will credit not registered under the Securities Act of 1933; the same address in the same **envelope**

Excerpt 3

Net of assets and Financial Services carries your account as clearing Money Funds are not insured by the FDIC. are sold. liabilities. broker by **arrangement**