Epstein File EFTA01353374: Cash Payment and Client (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01353374: Cash Payment and Client (DS10)

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This document is a client account agreement detailing trading and investment rules. It specifies client obligations in a cash account, including restrictions on selling securities before payment and authorization for order aggregation. The document outlines the binding nature of verbal trade confirmations and client rights in investment transactions.

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🔑 Evidence Keywords

client cash payment

📋 Key Excerpts5

PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (a) **Client** will not sell any Security before it is paid for, (b) **Client** will own each security sold at the time of

Excerpt 2

When **Client** verbally places a trade with a Investment Specialist, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client**

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.