Epstein File EFTA01353484: Holder (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01353484: Holder (DS10)

General DocumentDate unavailableEFTA013534841 keyword hits

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This document discusses special procedures applicable to securities trading, specifically addressing situations where a call writer or put holder cannot obtain underlying securities. It describes potential suspension of settlement obligations and alternative cash settlement procedures. The excerpt is identical to EFTA01393156 and appears to be from a financial or trading regulation document.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

📋 Key Excerpts2

PersonKeyword

Excerpt 1

These special procedures, appli- cable only when an assigned call writer or an exercising put **holder** is unable to obtain the underlying security, may involve

Excerpt 2

the suspension of the settlement obligations of the **holder** and writer and/or the fixing of cash settle- ment prices in lieu of delivery of the underlying