Epstein File EFTA01353900: Holder, Offshore and Beneficial Owner (DS10)

Epstein Index›Documents›EFTA01353900

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01353900: Holder, Offshore and Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA013539001 keyword hits

0

views

0

shares

0

reactions

1

persons

2

keywords

3

excerpts

This document outlines regulatory and structural provisions for an offshore fund, specifying that it may only be offered outside the U.S. to non-U.S. persons and non-U.S. residents under Regulation S of the Securities Act. It addresses beneficial ownership thresholds (10% of equity securities under the Exchange Act) and the manager's rights regarding interests held by or on behalf of U.S. persons who are not Eligible Investors, indicating compliance frameworks for the offshore fund structure.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

offshore beneficial owner

📋 Key Excerpts3

PersonKeyword

Excerpt 1

only be offered (i) outside the U.S. to Investors other than U.S. persons (as defined in Regulation S under the Securities Act) and U.S. residents in **offshore**

Excerpt 2

Also, if the Fund becomes the **beneficial** **owner** of more than 10% of any class of the equity securities of a company registered under the Exchange Act or

Excerpt 3

The Manager has the right at any time, at the expense and risk of the **holder** of an Interest held by or on behalf of a U.S. person who is not an Eligible