Epstein File EFTA01353908: Holder, Memorandum and Professional (DS10)

Epstein Index›Documents›EFTA01353908

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01353908: Holder, Memorandum and Professional (DS10)

General DocumentDate unavailableEFTA013539081 keyword hits

0

views

0

shares

0

reactions

1

persons

4

keywords

7

excerpts

An identical document to EFTA01355049, detailing professional investor definitions and financial marketing regulations in European markets, specifically Finland and Germany. The text appears to be a standard legal boilerplate about investment fund marketing guidelines.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

professional memorandum client solicitation

📋 Key Excerpts7

PersonKeyword

Excerpt 1

For these purposes, a "**professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**

Excerpt 2

The Fund has been notified for marketing to **professional** clients in Finland to the Finnish Financial Supervisory Authority (Fi: Finanssivalvonta, the "

Excerpt 3

Germany The Interests may be marketed in Germany to **professional** investors (as defined above in the EEA standard securities legend) as well as to "semi-**professional**