Epstein File EFTA01354324: Holder, Memorandum and Solicitation (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01354324: Holder, Memorandum and Solicitation (DS10)

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This document discusses the definition of a 'professional investor' in financial contexts, specifically referencing marketing regulations in Finland and Germany. It outlines criteria for classifying investors as professional or semi-professional clients.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

professional memorandum solicitation client

📋 Key Excerpts9

PersonKeyword

Excerpt 1

For these purposes, a "**professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**

Excerpt 2

The Fund has been notified for marketing to **professional** clients in Finland to the Finnish Financial Supervisory Authority (Fi: Finanssivalvonta, the "

Excerpt 3

Germany The Interests may be marketed in Germany to **professional** investors (as defined above in the EEA standard securities legend) as well as to "semi-**professional**