Epstein File EFTA01354510: Holder and Perform (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01354510: Holder and Perform (DS10)

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This document references Form ADV Part 2A for iCapital Advisors, LLC (associated with Gerald Ford/GLDUS125) and discusses warrant holder rights and fund management operations. The excerpt indicates discussion of how a fund's sub-adviser or underlying fund manager may perform in unanticipated ways, and clarifies that warrant holders have no voting or dividend rights with respect to underlying stock.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

perform warrant

📋 Key Excerpts2

PersonKeyword

Excerpt 1

GLDUS125 Gerald Ford iCapital Advisors, LLC Form ADV Part 2A and may **perform** in ways unanticipated by a Fund's Sub-Adviser or an Underlying Fund Manager

Excerpt 2

The warrant **holder** has no voting or dividend rights with respect to the underlying stock.