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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01354577: Holder (DS10)

General DocumentDate unavailableEFTA013545771 keyword hits
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This document contains provisions from a securities partnership or investment agreement addressing the status and obligations of 20% holders. It establishes procedures for determining whether such holders qualify as "bad actors" under Securities Act Rule 506(d), requires holders to provide requested information to the General Partner within 10 business days, and restricts voting rights for holders who fail to comply or are identified as bad actors.

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Excerpt 1
") as to whether any 20% **Holder** is a "bad actor" within the meaning of Rule 506(d) under the Securities Act (a "Bad Actor").
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If (a) any 20% **Holder** fails to provide any requested information to the General Partner within ten (10) Business Days after the date of the request therefor
Excerpt 3
or (b) any 20% **Holder** indicates that it is a Bad Actor, then such 20% **Holder** agrees that (i) it shall not cast any vote in respect of any portion of its

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