Epstein File EFTA01354975: Holder (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01354975: Holder (DS10)

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This document contains provisions from a securities partnership agreement addressing requirements for 20% holders of investment funds. It establishes that any holder with 20% or greater ownership must disclose whether they qualify as a 'Bad Actor' under Securities Act Rule 506(d) within ten business days of request, and prohibits bad actors from voting on partnership matters. The excerpt does not identify specific individuals or transactions.

👤 Named in This Document

Eric Holder

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PersonKeyword

Excerpt 1

") as to whether any 20% **Holder** is a "bad actor" within the meaning of Rule 506(d) under the Securities Act (a "Bad Actor").

Excerpt 2

If (a) any 20% **Holder** fails to provide any requested information to the General Partner within ten (10) Business Days after the date of the request therefor

Excerpt 3

or (b) any 20% **Holder** indicates that it is a Bad Actor, then such 20% **Holder** agrees that (i) it shall not cast any vote in respect of any portion of its