Epstein File EFTA01355319: Holder and Perform (DS10)

Epstein Index›Documents›EFTA01355319

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01355319: Holder and Perform (DS10)

General DocumentDate unavailableEFTA013553191 keyword hits

0

views

0

shares

0

reactions

1

persons

2

keywords

2

excerpts

This document is an excerpt from a Form ADV Part 2A filing referencing Greg Martin of iCapital Advisors, LLC and warrant holder rights. It discusses how a fund's sub-adviser or underlying fund manager may perform in unanticipated ways, and notes that warrant holders have no voting or dividend rights with respect to underlying stock.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

perform warrant

📋 Key Excerpts2

PersonKeyword

Excerpt 1

GLDUS141 Greg Martin iCapital Advisors, LLC Form ADV Part 2A and may **perform** in ways unanticipated by a Fund's Sub-Adviser or an Underlying Fund Manager

Excerpt 2

The warrant **holder** has no voting or dividend rights with respect to the underlying stock.