Epstein Index›Documents›EFTA01355702
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01355702: Document from Set 10 (DS10)

Court FilingDate unavailableEFTA013557020 keyword hits
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A client agreement or disclosure document from Deutsche Bank Securities Inc. outlining terms related to securities lending, including provisions that clients will lose voting rights on loaned securities and may experience partial order completion. The document specifies that client elections must be made by registered mail to Deutsche Bank Securities Inc. Compliance Department.

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PersonKeyword
Excerpt 1
**Client** understands that while securities held for its Account are loaned out, **Client** will lose voting rights attendant to such securities. 10.
Excerpt 2
**Client** understands that this practice may also result in its orders being only partially completed. 11.
Excerpt 3
**Client** agrees that **Client** shall make Client's election by registered mail to Deutsche Bank Securities Inc., Compliance Department - Attention: Director

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