Epstein File EFTA01355745: Client, Classified and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01355745: Client, Classified and Arrangement (DS10)

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This is a DBSI account agreement document defining terms and conditions for client accounts, including provisions for securities forwarding, restricted securities classifications, and tax-exempt entity arrangements. The document outlines client notification requirements for undelivered securities and defines restricted securities as those where the client is a director, executive officer, or 18% stockholder.

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🔑 Evidence Keywords

client classified arrangement

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Excerpt 1

If Client's periodic Account Statement indicates that any Securities were forwarded to **Client** and **Client** has not received them, **Client** should notify DBSI

Excerpt 2

"Account Agreement" means the written agreement entered into between **Client**(s) and DBSI regarding **Client**(s)' Account(s).

Excerpt 3

and, in certain limited situations, providing **Client** information outsioe of DBSI. 7.