Epstein File EFTA01356626: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01356626: Document from Set 10 (DS10)

General DocumentDate unavailableEFTA013566260 keyword hits

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Deutsche Bank trading and asset management policy document outlining procedures for equity trading, client classification, and transaction authorization. The document specifies that trading can be conducted through DB Asset Management Group or DB Alex Brown, and establishes different trading permissions based on client type, with retail clients having restrictions on stock and bond purchases.

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Deutsche Bank asset client

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Excerpt 1

Note: In case of Trading Equity, Trading with field either can be DB Asset management Group (No Attachment is required) or DB Alex Brown (**client** signed

Excerpt 2

set to "**client** name" on "Date" at "Time" 2.

Excerpt 3

For Non-German clients, when EEA **client** type is "Retail" then Buy/Sell of stocks and bonds are permitted.