Epstein File EFTA01358784: Warrant and Controlled (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01358784: Warrant and Controlled (DS10)

General DocumentDate unavailableEFTA013587841 keyword hits

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This document appears to be an investment adviser regulatory form or questionnaire that includes questions about control relationships and regulatory assets under management. The excerpt addresses family relationships, option and warrant acquisition rights within 60 days, and control relationships with other investment advisers or entities with $5 million or more in total assets.

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🔑 Evidence Keywords

warrant controlled

📋 Key Excerpts3

PersonKeyword

Excerpt 1

brother-in-law, or sister-in-law, sharing the same residence; or (ii) that he/she has the right to acquire, within 60 days, through the exercise of any option, **warrant**

Excerpt 2

Are you: (1) **controlled** by or under common control with another investment adviser that had regulatory assets under management (calculated in response

Excerpt 3

(2) **controlled** by or under common control with another person (other than a natural person) that had total assets of $5 million or more on the last day