Epstein File EFTA01361642: Southern Trust and Treat (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01361642: Southern Trust and Treat (DS10)

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This document contains banking and financial compliance information related to Southern Trust Company Inc., referencing procedures by Pershing (a Bank of New York entity) regarding partial security redemptions under FINRA Rule 4340. The document discusses client treatment procedures and paperless delivery options. No specific individuals, dates, or financial amounts are clearly identifiable in the excerpts provided.

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🔑 Evidence Keywords

Southern Trust treat client

📋 Key Excerpts3

PersonKeyword

Excerpt 1

through Purching . where Owner substation B0100536CSF30023 DEAB-ROLL Go paperless Every Year Since 2007 of The Bank of New York Marine Corpossion (MMY **SOUTHERN**

Excerpt 2

**TRUST** COMPANY INC DALBAR RATED COMMUNICATIONS Perifing MAL - FINEA NYW, SPC ASK ABOUT E-DELIVERY EXCELLENCE CONFIDENTIAL - PURSUANT TO FED.

Excerpt 3

When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to **treat** clients