💨IMPACT LEVEL 1 — MEH
Epstein File EFTA01361669: Treat (DS10)
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This document discusses FINRA Rule 4340 requirements for Pershing regarding procedures designed to treat clients fairly during partial security redemptions.
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When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to **treat** clients
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