Epstein File EFTA01364326: Client, Southern Trust and Minor (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01364326: Client, Southern Trust and Minor (DS10)

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This document is a Deutsche Bank Wealth Management Volcker Questionnaire for onboarding of WM vehicles, dated and concerning a client entity named Southern Trust Inc. The questionnaire is used to determine whether new wealth management clients that are not natural persons fall within scope for Volcker Covered Fund Determination. The document indicates that Southern Trust Inc. meets at least one classification criterion that may place it out of scope or require contact with a business line coverage lawyer.

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🔑 Evidence Keywords

client Southern Trust minor Deutsche Bank

📋 Key Excerpts6

PersonKeyword

Excerpt 1

Deutsche Bank Wealth Management Volcker Questionnaire for Onboarding of WM Vehicles The **Client** Rep is required to provide this questionnaire for any new

Excerpt 2

WM **client** that is not a natural person.

Excerpt 3

If any of the above classifications apply to this vehicle, the **client** is out of scope for Volcker Covered Fund Determination.