Epstein File EFTA01364824: Holder and Beneficial Owner (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01364824: Holder and Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA013648241 keyword hits

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This document establishes restrictions on beneficial ownership of equity securities, specifying that a fund cannot become the beneficial owner of more than 10% of any class of equity securities of a company registered under the Exchange Act. The document grants the manager rights to compel holders of interests held on behalf of U.S. persons who do not meet eligibility requirements to divest their holdings at the holder's expense and risk.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

beneficial owner

📋 Key Excerpts2

PersonKeyword

Excerpt 1

Also, if the Fund becomes the **beneficial** **owner** of more than 10% of any class of the equity securities of a company registered under the Exchange Act or

Excerpt 2

The Manager has the right at any time, at the expense and risk of the **holder** of an Interest held by or on behalf of a U.S. person who is not an Eligible