Epstein File EFTA01365412: Holder and Nominee (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01365412: Holder and Nominee (DS10)

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This document contains trust or securities agreement language addressing the roles of depositories, nominees, and security holders. It specifies that a depository or its nominee may hold securities, that holders have the option to exchange securities of the same class, that issuers must execute exchanges authenticated by trustees, and that no service charges apply to holders for registration of transfer or exchange, though trustees or transfer agents may require certain conditions.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

nominee

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Applicable Issuer, the Trustee nor any of their respective agents shall be affected by notice to the contrary; provided, however, that the Depository, or its **nominee**

Excerpt 2

(d) Subject to this Section 2.4 and Section 2.5, at the option of the **Holder**, Securities may be exchanged for one or more Securities of the same Class

Excerpt 3

Security is surrendered for exchange, the Applicable Issuer shall execute and the Trustee shall then authenticate and deliver the Securities that the **Holder**