Epstein File EFTA01365417: Holder, Beneficial Owner and Arrangement (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01365417: Holder, Beneficial Owner and Arrangement (DS10)

Financial RecordDate unavailableEFTA013654171 keyword hits

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This document is a financial disclosure form (DS10) detailing beneficial owner and arrangement provisions for securities purchases and trust fund accounts. It specifies that each purchaser and beneficial owner of an account must be the sole beneficial owner of securities purchased, cannot hold securities for others' benefit, and cannot sell participation interests or enter into arrangements that would compromise sole beneficial ownership. The document establishes restrictions on affiliated person dealings and references plan-related provisions under securities regulations.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

beneficial owner arrangement trust fund

📋 Key Excerpts8

PersonKeyword

Excerpt 1

(f) Each purchaser (including transferees and each **beneficial** **owner** of an account on whose behalf Securities are being purchased (each, a "Purchaser")

Excerpt 2

particular investments to be made, and the Purchaser agrees that it will not hold such Securities for the benefit of any other Person and will be the sole **beneficial**

Excerpt 3

**owner** thereof for all purposes and that, in accordance with the provisions of this Indenture, it will not sell participation interests in such Securities