Epstein File EFTA01365604: Asset (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01365604: Asset (DS10)

General DocumentDate unavailableEFTA013656041 keyword hits

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This document contains regulatory guidance on the Plan Asset Regulation under Section 2510.3-101 (as modified by Section 3(42) of ERISA), describing what constitutes plan assets and how the regulation applies to equity interests in entities that are neither publicly-offered securities nor securities issued under specific exemptions. The document explains that certain investments will not constitute publicly-offered securities for purposes of the Plan Asset Regulation. No specific individuals, dates, or transactions are identified.

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asset

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Excerpt 1

Section 2510.3-101 (as modified by Section 3(42) of ERISA, the "Plan **Asset** Regulation") describes what constitutes the assets of a Plan with respect to

Excerpt 2

Under the Plan **Asset** Regulation, if a Plan invests in an "equity interest" of an entity that is neither a "publicly-offered security" nor a security issued

Excerpt 3

Regulation and will not constitute "publicly-offered securities" for purposes of the Plan **Asset** Regulation.