Epstein File EFTA01365663: Holder and Nominee (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01365663: Holder and Nominee (DS10)

General DocumentDate unavailableEFTA013656631 keyword hits

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This document contains securities offering language regarding Global Securities and DTC (Depository Trust Company) nominee arrangements. It discusses transfer procedures for Rule 144A and Regulation S Global Securities, including restrictions on U.S. holders. No specific individuals, dates, or financial amounts are identified in the excerpt.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

nominee

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Security shall be limited to transfers of such Global Security in whole, but not in part, to nominees of DTC or to a successor of DTC or such successor's **nominee**

Excerpt 2

If a **holder** of a beneficial interest in a Rule 144A Global Security wishes at any time to exchange its interest in such Rule 144A Global Security for an

Excerpt 3

144A Global Security to a Person who wishes to take delivery thereof in the form of an interest in the corresponding Regulation S Global Security, such **holder**