Epstein File EFTA01365667: Holder, Beneficial Owner and Arrangement (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01365667: Holder, Beneficial Owner and Arrangement (DS10)

General DocumentDate unavailableEFTA013656671 keyword hits

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This document outlines investment restrictions and representations for purchasers of securities, including requirements that beneficial owners limit their aggregate investment to no more than 40% of assets or capital and that they qualify as sophisticated investors. It references ERISA compliance requirements and Employee Retirement Income Security Act provisions, and addresses representations required from holders of Class D Notes.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

beneficial owner arrangement

📋 Key Excerpts6

PersonKeyword

Excerpt 1

distributions on the Securities; (H) all Securities (together with any other securities of the Co-Issuers) purchased and held directly or indirectly by such **beneficial**

Excerpt 2

**owner** constitute in the aggregate an investment of no more than 40% of its assets or capital; and (I) it is a sophisticated investor and is purchasing

Excerpt 3

Section 3(3) of the Employee Retirement Income Security Act of 1974, as amended ("ERISA"), which is subject to Title I of ERISA, a plan, account or other **arrangement**