Epstein File EFTA01366345: John Sarbanes, Sarbanes and Recording (DS10)

Epstein Index›Documents›EFTA01366345

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01366345: John Sarbanes, Sarbanes and Recording (DS10)

General DocumentDate unavailableEFTA013663452 keyword hits

0

views

0

shares

0

reactions

1

persons

1

keywords

4

excerpts

Corporate compliance document discussing internal control requirements under the Sarbanes-Oxley Act, specifically Section 404. The document addresses compliance timelines for fiscal year ending December 31, 2016, and target business compliance provisions.

👤 Named in This Document

John Sarbanes

🔑 Evidence Keywords

recording

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Controls and Procedures We are not currently required to maintain an effective system of internal controls as defined by Section 404 of the **Sarbanes**-Oxley

Excerpt 2

We will be required to comply with the internal control requirements of the **Sarbanes**- Oxley Act for the fiscal year ending December 31, 2016.

Excerpt 3

A target business may not be in compliance with the provisions of the **Sarbanes**-Oxley Act regarding the adequacy of internal controls.