Epstein File EFTA01366467: Holder, John Sarbanes and Sarbanes (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01366467: Holder, John Sarbanes and Sarbanes (DS10)

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This document discusses compliance with the Sarbanes-Oxley Act of 2002, noting that the entity is not required to comply with auditor attestation requirements of Section 404 and has reduced disclosure obligations regarding executive compensation in periodic reports and proxy statements.

👤 Named in This Document

Eric Holder John Sarbanes

🔑 Evidence Keywords

controlled

📋 Key Excerpts5

PersonKeyword

Excerpt 1

condition and results of operations in this prospectus; not being required to comply with the auditor attestation requirements of Section 404 of the **Sarbanes**-Oxley

Excerpt 2

Act of 2002, as amended, or the "**Sarbanes**-Oxley Act"; reduced disclosure obligations regarding executive compensation in our periodic reports, proxy statements

Excerpt 3

LLC, and we are accordingly dependent upon distributions from Global LLC and its subsidiaries to pay dividends and taxes and other expenses; we are a "**controlled**