Epstein File EFTA01370124: Holder and Asset (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01370124: Holder and Asset (DS10)

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This document contains Deutsche Bank asset management and wealth management materials discussing ERISA plan asset regulations, preferred share ownership limitations, and mandatory redemption provisions. The excerpts reference Deutsche Asset Management Infrastructure Debt presentations from March 2018 and discuss conditions under which share holders may be required to dispose of preferred shares, marked confidential under Federal Rules of Criminal Procedure.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

asset Deutsche Bank

📋 Key Excerpts6

PersonKeyword

Excerpt 1

be deemed to be "plan assets" subject to Title I of ERISA or Section 4975 of the Code as such term is defined in Section 3(42) of ERISA and the Plan **Asset**

Excerpt 2

no assurance that ownership of the Preferred Shares by "benefit plan investors" will always remain below the 25% Limitation established under the Plan **Asset**

Excerpt 3

Deutsche Deutsche **Asset** Management Infrastructure Debt Presentation: RIN II Equity **Asset** Management March 2018 56 CONFIDENTIAL - PURSUANT TO FED. R.