Epstein Index›Documents›EFTA01372614
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01372614: Document from Set 10 (DS10)

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Internal document containing procedural guidance regarding Disclosure Information Statements (DIS) that must be signed and returned by clients for in-scope products. The document addresses questions about whether clients must sign new DIS forms when opening accounts with other entities and discusses client exemption requirements with supporting evidence. This appears to be internal compliance or operational guidance material.

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Excerpt 1
Note the DIS must be signed and returned in order to fulfil the **client** for the in scope products .
Excerpt 2
Does a **client** have to sign and return a new DIS if it opens an account with another DB Entity?
Excerpt 3
You must notify why the **client** is exempt with evidence. Any other queries?

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