Epstein File EFTA01372648: Client and Documentary (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01372648: Client and Documentary (DS10)

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This document is an internal Deutsche Bank procedure outlining anti-money laundering (AML) compliance protocols for evaluating new client adoption processes. It describes a three-step review process including random file selection, verification of Customer Identification Program (CIP) requirements, and documentation retention. The document specifies that files will be checked for functional aspects of CIP notification, identification information, and verification procedures. No specific individuals or transactions are identified in the excerpts.

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client documentary Deutsche Bank money laundering

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Excerpt 1

GTB) to evaluate the adequacy of the AML aspects of the new **client** adoption process.

Excerpt 2

(e.g. 3rd quarter File Review includes new **client** adoptions executed in the 2nd quarter.)

Excerpt 3

Step 3 - Random selection of files Upon receipt of the new **client** adoption list, the AML Unit will randomly select ten (10) new **client** adoptions from the