Epstein File EFTA01372882: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01372882: Document from Set 10 (DS10)

General DocumentDate unavailableEFTA013728820 keyword hits

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This document is an internal compliance form dated December 15, 2016, signed by Client Facing Professional Terri Sohrab and Office Director/Business Head Armen Brash. It addresses onshore account approvals and due diligence requirements, establishing that Client Facing Professionals must document and demonstrate knowledge of their clients both at the inception of relationships and ongoing. The document appears to be part of a financial institution's internal procedures for client account management.

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client professional

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PersonKeyword

Excerpt 1

ONSHORE APPROVALS **Client** Facing Professional (CFP): terri sohrab (Signature) 12/15/2016 terri sohrab Office Director/Business Head: Armen Brash (Signature

Excerpt 2

Due diligence obtained on the **client** must be appropriately documented by the CFP.

Excerpt 3

It is the responsibility of CFP's to demonstrate that they know their **client** both at the inception of a relationship and ttps://dore.mysaesore.com/seet