Epstein File EFTA01374040: School (DS10)

Epstein Index›Documents›EFTA01374040

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01374040: School (DS10)

Court FilingDate unavailableEFTA013740401 keyword hits

0

views

0

shares

0

reactions

0

persons

1

keywords

2

excerpts

This document concerns a federal securities law enforcement action involving the sale of synthetic collateralized debt obligations (CDOs) to five Wisconsin school districts. Stifel was ordered to distribute $12.5 million in disgorgement and civil penalties to the school districts involved in the matter. The document relates to antifraud provisions of federal securities laws.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

school

📋 Key Excerpts2

PersonKeyword

Excerpt 1

antifraud provisions of the federal securities laws in connection with the sale of synthetic collateralized debt obligations ("CDOs") to five Wisconsin **school**

Excerpt 2

The Judgment also required Stifel to distribute $12.5 million of the ordered disgorgement and civil penalty to the **school** districts involved in this matter