Epstein File EFTA01374133: Client and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01374133: Client and Arrangement (DS10)

General DocumentDate unavailableEFTA013741331 keyword hits

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This document describes Alkeon's client referral compensation arrangement and conflict of interest disclosure practices. The document states that Alkeon pays third parties a percentage of compensation received from clients or investors who are referred to Alkeon, and that Alkeon addresses conflicts of interest by ensuring relevant clients or investors receive appropriate disclosure of such arrangements. The document outlines Alkeon's policy on managing compensation relationships with referral sources.

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🔑 Evidence Keywords

client arrangement

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PersonKeyword

Excerpt 1

**Client** Referrals and Other Compensation Alkeon pays third parties who provide **client** or investor referrals a percentage of the compensation that Alkeon

Excerpt 2

otherwise would receive from such **client** or investor.

Excerpt 3

Alkeon addresses the conflict of interest by ensuring that the relevant **client** or investor receives appropriate disclosure of that arrangement.