Epstein File EFTA01374161: Holder, Warrant and Beneficial Owner (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01374161: Holder, Warrant and Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA013741611 keyword hits

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The document discusses beneficial ownership definitions under securities law, specifically addressing how ownership can be established through contracts, arrangements, trusts, and other financial mechanisms. It outlines various scenarios for determining beneficial ownership of securities.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

beneficial owner arrangement warrant

📋 Key Excerpts9

PersonKeyword

Excerpt 1

sections 13(d) and 13(g) of the Exchange Act, a beneficial owner of a security includes any person who, directly or indirectly, through any contract, **arrangement**

Excerpt 2

(b) Any person who, directly or indirectly, creates or uses a trust, proxy, power of attorney, pooling **arrangement** or any other contract, **arrangement**,

Excerpt 3

; or (D) pursuant to the automatic termination of a trust, discretionary account or similar **arrangement**; provided, however, any person who acquires a security