Epstein File EFTA01376105: Holder and Beneficial Owner (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01376105: Holder and Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA013761051 keyword hits

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This document establishes terms and conditions for holders of Class D Notes, including restrictions on beneficial ownership concentration and investor sophistication requirements. It specifies that beneficial owners' aggregate holdings of Notes and related securities cannot exceed 40% of assets or capital, and provides enforcement mechanisms allowing the Issuer to require sale of Notes within 30 days if a holder makes false representations regarding these matters.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

beneficial owner

📋 Key Excerpts5

PersonKeyword

Excerpt 1

the distributions on the Notes; (h) all Notes (together with any other securities of the Co-Issuers) purchased and held directly or indirectly by such **beneficial**

Excerpt 2

**owner** constitute in the aggregate an investment of no more than 40% of its assets or capital and (i) it is a sophisticated investor and is purchasing

Excerpt 3

It understands that the Issuer may require any **holder** of the Class D Notes that has made a false representation with respect to the foregoing matters to