Epstein Index›Documents›EFTA01376188
⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01376188: Holder and Treat (DS10)

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This document is an excerpt from an indenture or securities agreement containing provisions regarding how the Applicable Issuer, Trustee, and agents may treat registered security holders, exchange procedures, and the rights of security holders. It specifies that no service charge shall be made to a holder for registration of transfer or exchange of securities.

👤 Named in This Document
🔑 Evidence Keywords

📋 Key Excerpts4

PersonKeyword
Excerpt 1
(i) The Applicable Issuer, the Trustee and any of their respective agents may **treat** the Person in whose name any Security is registered on the Indenture
Excerpt 2
(d) Subject to this Section 2.4 and Section 2.5, at the option of the **Holder**, Securities may be exchanged for one or more Securities of the same Class
Excerpt 3
Security is surrendered for exchange, the Applicable Issuer shall execute and the Trustee shall then authenticate and deliver the Securities that the **Holder**

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