Epstein File EFTA01376193: Holder and Solicitation (DS10)

Epstein Index›Documents›EFTA01376193

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01376193: Holder and Solicitation (DS10)

Court FilingDate unavailableEFTA013761931 keyword hits

0

views

0

shares

0

reactions

1

persons

1

keywords

3

excerpts

This document is an indenture or securities agreement containing provisions regarding restrictions on general solicitation or advertising for the purchase or sale of securities, and provisions allowing the issuer to compel ineligible holders to sell their interests. The document references ING IM CLO 2011-1 and is marked confidential.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

solicitation

📋 Key Excerpts3

PersonKeyword

Excerpt 1

(ix) The Purchaser will not, at any time, offer to buy or offer to sell Securities by any form of general **solicitation** or advertising, including, but not

Excerpt 2

(xiv) The Purchaser understands that the Issuer has the right under this Indenture to compel any Ineligible **Holder** to sell its interest in the Securities

Excerpt 3

or may sell such interest in the Securities on behalf of such Ineligible **Holder**. 72 ING IM CLO 2011-1 CONFIDENTIAL - PURSUANT TO FED.