Epstein File EFTA01376399: Holder, Beneficial Owner and Nominee (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01376399: Holder, Beneficial Owner and Nominee (DS10)

Financial RecordDate unavailableEFTA013763991 keyword hits

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A financial document discussing securities registration and nominee procedures. The text describes how securities may be adjusted on records, registered in names of beneficial owners or nominees, and how nominees like DTC may be treated as security owners.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

nominee beneficial owner

📋 Key Excerpts6

PersonKeyword

Excerpt 1

Securities and Rule 144A Global Securities may from time to time be increased or decreased by adjustments made on the records of the Trustee or DTC or its **nominee**

Excerpt 2

form of Exhibit A-4 hereto (a "Certificated Income Note" or "Certificated Note"), which shall be registered in the name of the beneficial owner or a **nominee**

Excerpt 3

, and DTC or its **nominee** may be treated by the Co-Issuers, the Trustee and any agent of the Co- Issuers or the Trustee as the owner of such Security for