Epstein File EFTA01376712: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01376712: Document from Set 10 (DS10)

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This document is an End-User Exception Self-Certification form for swap derivatives, referencing a client entity named SOUTHERN FINANCIAL LLC. It outlines conditions under which a client may elect the End-User Exception and requires the client to represent that it is not a Financial Entity (notwithstanding exemptions). The form is part of a swap agreement addendum with Deutsche Bank (DB).

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🔑 Evidence Keywords

Deutsche Bank client

📋 Key Excerpts3

PersonKeyword

Excerpt 1

END-USER EXCEPTION SELF-CERTIFICATION Any **Client** intending to elect the End-User Exception but that has not filed an End-User Notice in accordance with

Excerpt 2

Legal Name of **Client** Swap Vehicle: SOUTHERN FINANCIAL LLC On each date on which **Client** elects to use the End-User Exception with respect to a particular

Excerpt 3

swap entered into pursuant to this Addendum, **Client** represents to DB that: (a) it is either: (i) not a Financial Entity (notwithstanding any exemptions