Epstein File EFTA01378044: Withheld and Forfeiture (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01378044: Withheld and Forfeiture (DS10)

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This document outlines provisions of a 2015 equity compensation plan regarding stock awards, withholding, and forfeiture. The excerpt specifies that shares may be withheld to satisfy exercise prices and tax withholding obligations, and that unvested restricted stock shall be forfeited upon the award holder's termination unless otherwise agreed or waived by the Compensation Committee. No specific individuals, dates, or transaction amounts are identified in the provided excerpt.

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withheld forfeiture

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Excerpt 1

To the extent any shares subject to an award are **withheld** to satisfy the exercise price (in the case of a stock option) and/or the tax withholding obligations

Excerpt 2

The 2015 Plan provides for the award of shares that are subject to **forfeiture** and restrictions on transferability as set forth in the 2015 Plan and as

Excerpt 3

of unvested restricted stock shall be forfeited upon the award holder's termination, unless otherwise agreed or the Compensation Committee waives such **forfeiture**