Epstein File EFTA01378149: Deutsche Bank, Solicitation and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01378149: Deutsche Bank, Solicitation and Arrangement (DS10)

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This document is a supplemental disclosure from Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas regarding solicitation and arrangement of alternative investment vehicles. The disclosure outlines terms that Deutsche Bank Wealth Management will communicate to clients prior to investment, clarifies that Deutsche Bank does not provide accounting, tax, or legal advice, and describes compensation arrangements between Deutsche Bank and investment funds. The document addresses the bank's role as a solicitor in investment arrangements.

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🔑 Evidence Keywords

Deutsche Bank solicitation arrangement client

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Excerpt 1

SRLP102 Alpha Group Capital **Deutsche** **Bank** Wealth Management Important information Supplemental Disclosure by **Deutsche** **Bank** Securities Inc. and **Deutsche**

Excerpt 2

In all cases, **Deutsche** **Bank** WM will disclose to the client prior to his/her investment in an alternative investment vehicle the terms of **Deutsche** **Bank**

Excerpt 3

**Deutsche** **Bank** does not provide accounting, tax or legal advice.