Epstein File EFTA01378945: Treat and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01378945: Treat and Arrangement (DS10)

General DocumentDate unavailableEFTA013789452 keyword hits

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Legal or regulatory document discussing fiduciary duties and business arrangements related to DBSI (investment advisory services). The document explains that DBSI has a fiduciary duty to place client interests ahead of its own in advisory relationships, and distinguishes between investment advisory arrangements and brokerage arrangements with clients.

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🔑 Evidence Keywords

treat arrangement client

📋 Key Excerpts3

PersonKeyword

Excerpt 1

investment advisory services, DBSI has a fiduciary duty to the client and thereby is required to put the client's interest ahead of DBSI's own interest, to **treat**

Excerpt 2

The fact that DBSI may do so, however, does not mean that DBSI's brokerage **arrangement** with a client is subject to the same obligations that apply to DBSI's

Excerpt 3

investment advisory **arrangement** with the same client.