Epstein File EFTA01378965: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01378965: Document from Set 10 (DS10)

Financial RecordDate unavailableEFTA013789650 keyword hits

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This document is a financial services form dated January 7, 2021 (010721) regarding investment options and portfolio strategies, including covered call writing, protective puts, and speculation strategies. The form requires client signature and advisor approval, with confidentiality notices indicating it is protected pursuant to federal regulations, and includes reference number WM189768.

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client

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PersonKeyword

Excerpt 1

check ALL that apply) Income (covered call writing) Portfolio Protection (protective puts) Speculation (option buying, spreads and uncovered writing) **Client**

Excerpt 2

If assigned, the **client** must purchase the underlying stock at the strike price, which may be substantially higher than the then-current market price 5.

Excerpt 3

Signature CA# Date Print **Client** Advisor Name ROP Approval Signature Print Name Date WM189768 010721.051018 Page 2 of 4 CONFIDENTIAL - PURSUANT TO FED.