Epstein File EFTA01382284: John Sarbanes, Sarbanes and Beneficial Owner (DS10)

Epstein Index›Documents›EFTA01382284

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01382284: John Sarbanes, Sarbanes and Beneficial Owner (DS10)

Court FilingDate unavailableEFTA013822842 keyword hits

0

views

0

shares

0

reactions

1

persons

1

keywords

3

excerpts

This document is Amendment No. 3 to Form S-1 containing a table of contents and referencing Section 404 of the Sarbanes-Oxley Act, noting that the company is currently not required to meet the standards required by that section. This is a corporate regulatory filing.

👤 Named in This Document

John Sarbanes

🔑 Evidence Keywords

beneficial owner

📋 Key Excerpts3

PersonKeyword

Excerpt 1

Amendment No. 3 to Form S-1 Table of Contents We are currently not required to meet the standards required by Section 404 of the **Sarbanes**-Oxley Act ("Section

Excerpt 2

Holdco's respective rights under our certificate of incorporation (and such assignee's or designee's Affiliates) (of these entities, the entity that is the **beneficial**

Excerpt 3

**owner** of the largest number of shares is referred to as the "Designated Controlling Stockholder") ceases to own, in the aggregate, at least 50% of the