Epstein File EFTA01382380: Holder and Controlled (DS10)

Epstein Index›Documents›EFTA01382380

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01382380: Holder and Controlled (DS10)

General DocumentDate unavailableEFTA013823801 keyword hits

0

views

0

shares

0

reactions

1

persons

2

keywords

5

excerpts

This document contains corporate governance provisions related to stockholder control and board designation rights. It outlines triggering events based on beneficial ownership percentages (15%, 20%, 35%) that determine the number of board directors a designated controlling stockholder or holder may designate. The document references NYSE rules governing controlled company status and establishes a framework where board size adjusts based on ownership thresholds.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

controlled beneficial owner

📋 Key Excerpts5

PersonKeyword

Excerpt 1

50% Trigger Date, the Designated Controlling Stockholder shall set the size of the board of directors at 13 directors; (b) on which we are no longer a **controlled**

Excerpt 2

From the date on which we are no longer a **controlled** company under the applicable rules of the NYSE but prior to the 35% Trigger Date, then a majority

Excerpt 3

has beneficial ownership of at least 20% but less than a 35% of our then-outstanding common stock, the **Holder** will have the right to designate a number