Epstein Index›Documents›EFTA01382896
⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01382896: Holder (DS10)

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This document discusses security conversion provisions and fund requirements. It addresses scenarios where conversion is not at the option of the holder and circumstances under which a Fund may be required to convert securities into underlying common stock.

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When conversion is not at the option of the **holder**, a Fund may be required to convert the security into the underlying common stock even at times when

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